Axis Financial - Checklist



			The following is a list of financial documents and information that will allow us to gain an understanding of your financial strengths and weaknesses. Please compile all that apply to you and have them ready before you come in for a consultation.



		_____ Tax returns – up to three years _____ Cash flow records – minimum three months, 12 months is ideal (checkbook ooooooregisters usually a good source) _____ Credit card statements – annual expense summary if available _____ IRA statements _____ Bank statements – savings and checking _____ Money market and brokerage account statements _____ Mortgage Documents – including appraisals, terms of mortgage, and balance _____ Other debt including home equity, auto, business loans and operating lines of oooooocredit – statement and terms of repayment _____ Estate planning documents – wills, trust documents, etc. _____ All previously completed financial plans and investment proposals – both ooooooprofessional and self prepared Insurance Policies _____ Individual life insurance policies _____ Home insurance policies – declarations page is sufficient _____ Auto insurance policies – declarations page is sufficient _____ Umbrella policies – declarations page is sufficient _____ Long term care policies _____ Disability policies _____ All other insurance policies Employer benefits _____ Pension plans _____ Retirement plans – (401(k), SEP, Simple, etc.) including % match, vesting ooooooschedule and investment choices _____ Employee stock purchase plans _____ Employer sponsored life policies as well as any option to purchase additional oooooocoverage _____ Health insurance plans _____ Medical savings plans & section 125 cafeteria plans _____ Disability coverage

		NOTE: Most of the information listed under employer benefits can be attained through your human resources department. Please feel free to ask your advisor for a brief letter explaining to your HR representative what it is you are looking for. Also, it may be in your best interest to request internet addresses and passwords for internet and intra-net sites that cover this and other employer information.

		"Investment decisions are 25% intelligence and 75% psychology." Unknown

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